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Case Name: IN RE YAMASHITA, 327 U.S. 1 Part IV III. DENIAL OF OPPORTUNITY TO PREPARE DEFENSE. PETITIONER SURRENDERED SEPTEMBER 3, 1945, AND WAS INTERNED AS A PRISONER OF WAR IN CONFORMITY WITH ARTICLE 9 OF THE GENEVA CONVENTION OF JULY 27, 1929. FN22 HE WAS SERVED WITH THE CHARGE ON SEPTEMBER 25 AND PUT IN CONFINEMENT AS AN ACCUSED WAR CRIMINAL. ON OCTOBER 8 HE WAS ARRAIGNED AND PLEADED NOT GUILTY. ON OCTOBER 29 THE TRIAL BEGAN AND IT CONTINUED UNTIL DECEMBER 7, WHEN SENTENCE WAS PRONOUNCED, EXACTLY FOUR YEARS ALMOST TO THE HOUR FROM THE ATTACK ON PEARL HARBOR. ON THE DAY OF ARRAIGNMENT, OCTOBER 8, THREE WEEKS BEFORE THE TRIAL BEGAN, PETITIONER WAS SERVED WITH A BILL OF PARTICULARS SPECIFYING 64 ITEMS SETTING FORTH A VAST NUMBER OF ATROCITIES AND CRIMES ALLEGEDLY COMMITTED BY TROOPS UNDER HIS COMMAND. FN23 THE SIX OFFICERS APPOINTED AS DEFENSE COUNSEL THUS HAD THREE WEEKS, IT IS TRUE AT THE PROSECUTION'S SUGGESTION A WEEK LONGER THAN THEY SOUGHT AT FIRST, TO INVESTIGATE AND PREPARE TO MEET ALL THESE ITEMS AND THE LARGE NUMBER OF INCIDENTS THEY EMBODIED, MANY OF WHICH HAD OCCURRED IN DISTANT ISLANDS OF THE ARCHIPELAGO. THERE IS SOME QUESTION WHETHER THEY THEN ANTICIPATED THE FULL SCOPE AND CHARACTER OF THE CHARGE OR THE EVIDENCE THEY WOULD HAVE TO MEET. BUT, AS WILL APPEAR, THEY WORKED NIGHT AND DAY AT THE TASK. EVEN SO IT WOULD HAVE BEEN IMPOSSIBLE TO DO THOROUGHLY, HAD NOTHING MORE OCCURRED. BUT THERE WAS MORE. ON THE FIRST DAY OF THE TRIAL, OCTOBER 29, THE PROSECUTION FILED A SUPPLEMENTAL BILL OF PARTICULARS, CONTAINING 59 MORE SPECIFICATIONS OF THE SAME GENERAL CHARACTER, INVOLVING PERHAPS AS MANY INCIDENTS OCCURRING OVER AN EQUALLY WIDE AREA. FN24 A COPY HAD BEEN GIVEN THE DEFENSE THREE DAYS EARLIER. ONE ITEM, NO. 89, CHARGED THAT AMERICAN SOLDIERS, PRISONERS OF WAR, HAD BEEN TRIED AND EXECUTED WITHOUT NOTICE HAVING BEEN GIVEN TO THE PROTECTING POWER OF THE UNITED STATES IN ACCORDANCE WITH THE REQUIREMENTS OF THE GENEVA CONVENTION, WHICH IT IS NOW ARGUED, STRANGELY, THE UNITED STATES WAS NOT REQUIRED TO OBSERVE AS TO PETITIONER'S TRIAL. FN25 BUT WHAT IS MORE IMPORTANT IS THAT DEFENSE COUNSEL, AS THEY FELT WAS THEIR DUTY, AT ONCE MOVED FOR A CONTINUANCE. FN26 THE APPLICATION WAS DENIED. HOWEVER THE COMMISSION INDICATED THAT IF, AT THE END OF THE PROSECUTION'S PRESENTATION CONCERNING THE ORIGINAL BILL, COUNSEL SHOULD "BELIEVE THEY REQUIRE ADDITIONAL TIME ..., THE COMMISSION WILL CONSIDER SUCH A MOTION AT THAT TIME," BEFORE TAKING UP THE ITEMS OF THE SUPPLEMENTAL BILL. COUNSEL AGAIN INDICATED, WITHOUT OTHER RESULT, THAT TIME WAS DESIRED AT ONCE "AS MUCH, IF NOT MORE" TO PREPARE FOR CROSS EXAMINATION "AS THE PROSECUTION'S CASE GOES IN" AS TO PREPARE AFFIRMATIVE DEFENSE. ON THE NEXT DAY, OCTOBER 30, THE COMMISSION INTERRUPTED THE PROSECUTOR TO SAY IT WOULD NOT THEN LISTEN TO TESTIMONY OR DISCUSSION UPON THE SUPPLEMENTAL BILL. AFTER COLLOQUY IT ADHERED TO ITS PRIOR RULING AND, IN RESPONSE TO INQUIRY FROM THE PROSECUTION, THE DEFENSE INDICATED IT WOULD REQUIRE TWO WEEKS BEFORE IT COULD PROCEED ON THE SUPPLEMENTAL BILL. ON NOVEMBER 1 THE COMMISSION RULED IT WOULD NOT RECEIVE AFFIDAVITS WITHOUT CORROBORATION BY WITNESSES ON ANY SPECIFICATION, A RULING REVERSED FOUR DAYS LATER. ON NOVEMBER 2, AFTER THE COMMISSION HAD RECEIVED AN AFFIRMATIVE ANSWER TO ITS INQUIRY WHETHER THE DEFENSE WAS PREPARED TO PROCEED WITH AN ITEM IN THE SUPPLEMENTAL BILL WHICH THE PROSECUTION PROPOSED TO PROVE, IT ANNOUNCED: "HEREAFTER, THEN, UNLESS THERE IS NO OBJECTION BY THE DEFENSE, THE COMMISSION WILL ASSUME THAT YOU ARE PREPARED TO PROCEED WITH ANY ITEMS IN THE SUPPLEMENTAL BILL." ON NOVEMBER 8, THE QUESTION AROSE AGAIN UPON THE PROSECUTION'S INQUIRY AS TO WHEN THE DEFENSE WOULD BE READY TO PROCEED ON THE SUPPLEMENTAL BILL, THE PROSECUTOR ADDING: "FRANKLY, SIR, IT TOOK THE WAR CRIMES COMMISSION SOME THREE MONTHS TO INVESTIGATE THESE MATTERS AND I CANNOT CONCEIVE OF THE DEFENSE UNDERTAKING A SIMILAR INVESTIGATION WITH ANY LESS PERIOD OF TIME." STATING IT REALIZED "THE TREMENDOUS TASK WHICH WE PLACED UPON THE DEFENSE" AND ITS "DETERMINATION TO GIVE THEM THE TIME THEY REQUIRE," THE COMMISSION AGAIN ADHERED TO ITS RULING OF OCTOBER 29. FOUR DAYS LATER THE COMMISSION ANNOUNCED IT WOULD GRANT A CONTINUANCE "ONLY FOR THE MOST URGENT AND UNAVOIDABLE REASONS." FN27 ON NOVEMBER 20, WHEN THE PROSECUTION RESTED, SENIOR DEFENSE COUNSEL MOVED FOR A REASONABLE CONTINUANCE, RECALLING THE COMMISSION'S INDICATION THAT IT WOULD THEN CONSIDER SUCH A MOTION AND STATING THAT SINCE OCTOBER 29 THE DEFENSE HAD BEEN "WORKING DAY AND NIGHT," WITH "NO TIME WHATSOEVER TO PREPARE ANY AFFIRMATIVE DEFENSE," SINCE COUNSEL HAD BEEN FULLY OCCUPIED TRYING "TO KEEP UP WITH THAT NEW BILL OF PARTICULARS." THE COMMISSION THEREUPON RETIRED FOR DELIBERATION AND, ON RESUMING ITS SESSIONS SHORTLY, DENIED THE MOTION. COUNSEL THEN ASKED FOR "A SHORT RECESS OF A DAY." THE COMMISSION SUGGESTED A RECESS UNTIL 1:30 IN THE AFTERNOON. COUNSEL RESPONDED THIS WOULD NOT SUFFICE. THE COMMISSION STATED IT FELT "THAT THE DEFENSE SHOULD BE PREPARED AT LEAST ON ITS OPENING STATEMENT," TO WHICH SENIOR COUNSEL ANSWERED: "WE HAVEN'T HAD TIME TO DO THAT, SIR." THE COMMISSION THEN RECESSED UNTIL 8:30 THE FOLLOWING MORNING. FURTHER COMMENT IS HARDLY REQUIRED. OBVIOUSLY THE BURDEN PLACED UPON THE DEFENSE, IN THE SHORT TIME ALLOWED FOR PREPARATION ON THE ORIGINAL BILL, WAS NOT ONLY "TREMENDOUS." IN VIEW OF ALL THE FACTS, IT WAS AN IMPOSSIBLE ONE, EVEN THOUGH THE TIME ALLOWED WAS A WEEK LONGER THAN ASKED. BUT THE GROSSER VICE WAS LATER WHEN THE BURDEN WAS MORE THAN DOUBLED BY SERVICE OF THE SUPPLEMENTAL BILL ON THE EVE OF TRIAL, A PROCEDURE WHICH, TAKEN IN CONNECTION WITH THE CONSISTENT DENIALS OF CONTINUANCE AND THE COMMISSION'S LATER REVERSAL OF ITS RULINGS FAVORABLE TO THE DEFENSE, WAS WHOLLY ARBITRARY, CUTTING OFF THE LAST VESTIGE OF ADEQUATE CHANCE TO PREPARE DEFENSE AND IMPOSING A BURDEN THE MOST ABLE COUNSEL COULD NOT BEAR. THIS SORT OF THING HAS NO PLACE IN OUR SYSTEM OF JUSTICE, CIVIL OR MILITARY. WITHOUT MORE, THIS WIDE DEPARTURE FROM THE MOST ELEMENTARY PRINCIPLES OF FAIRNESS VITIATED THE PROCEEDING. WHEN ADDED TO THE OTHER DENIALS OF FUNDAMENTAL RIGHT SKETCHED ABOVE, IT DEPRIVED THE PROCEEDING OF ANY SEMBLANCE OF TRIAL AS WE KNOW THAT INSTITUTION.
IV. APPLICABILITY OF THE ARTICLES OF WAR. THE COURT'S OPINION PUTS THE PROCEEDING AND THE PETITIONER, IN SO FAR AS ANY RIGHTS RELATING TO HIS TRIAL AND CONVICTION ARE CONCERNED, WHOLLY OUTSIDE THE ARTICLES OF WAR. IN VIEW OF WHAT HAS TAKEN PLACE, I THINK THE DECISION'S NECESSARY EFFECT IS ALSO TO PLACE THEM ENTIRELY BEYOND LIMITATION AND PROTECTION, RESPECTIVELY, BY THE CONSTITUTION. I DISAGREE AS TO BOTH CONCLUSIONS OR EFFECTS. THE COURT RULES THAT CONGRESS HAS NOT MADE ARTICLES 25 AND 38 APPLICABLE TO THIS PROCEEDING. I THINK IT HAS MADE THEM APPLICABLE TO THIS AND ALL OTHER MILITARY COMMISSIONS OR TRIBUNALS. IF SO, THE COMMISSION NOT ONLY LOST ALL POWER TO PUNISH PETITIONER BY WHAT OCCURRED IN THE PROCEEDINGS. IT NEVER ACQUIRED JURISDICTION TO TRY HIM. FOR THE DIRECTIVE BY WHICH IT WAS CONSTITUTED, IN THE PROVISIONS OF SEC. 16, FN28 WAS SQUARELY IN CONFLICT WITH ARTICLES 25 AND 38 OF THE ARTICLES OF WAR FN29 AND THEREFORE WAS VOID. ARTICLE 25 ALLOWS READING OF DEPOSITIONS IN EVIDENCE, UNDER PRESCRIBED CONDITIONS, IN THE PLAINEST TERMS "BEFORE ANY MILITARY COURT OR COMMISSION IN ANY CASE NOT CAPITAL," PROVIDING, HOWEVER, THAT "TESTIMONY BY DEPOSITION MAY BE ADDUCED FOR THE DEFENSE IN CAPITAL CASES." THIS LANGUAGE CLEARLY AND BROADLY COVERS EVERY KIND OF MILITARY TRIBUNAL, WHETHER "COURT" OR "COMMISSION." IT COVERS ALL CAPITAL CASES. IT MAKES NO EXCEPTION OR DISTINCTION FOR ANY ACCUSED. ARTICLE 38 AUTHORIZES THE PRESIDENT BY REGULATIONS TO PRESCRIBE PROCEDURE, INCLUDING MODES OF PROOF, EVEN MORE ALL-INCLUSIVELY IF POSSIBLE, "IN CASES BEFORE COURTS-MARTIAL, COURTS OF INQUIRY, MILITARY COMMISSIONS, AND OTHER MILITARY TRIBUNALS." LANGUAGE COULD NOT BE MORE BROADLY INCLUSIVE. NO EXCEPTIONS ARE MENTIONED OR SUGGESTED, WHETHER OF TRIBUNALS OR OF ACCUSED PERSONS. EVERY KIND OF MILITARY BODY FOR PERFORMING THE FUNCTION OF TRIAL IS COVERED. THAT IS CLEAR FROM THE FACE OF THE ARTICLE. ARTICLE 38 MOREOVER LIMITS THE PRESIDENT'S POWER. HE IS SO FAR AS PRACTICABLE TO PRESCRIBE "THE RULES OF EVIDENCE GENERALLY RECOGNIZED IN THE TRIAL OF CRIMINAL CASES IN THE DISTRICT COURTS OF THE UNITED STATES," A CLEAR MANDATE THAT CONGRESS INTENDED ALL MILITARY TRIALS TO CONFORM AS CLOSELY AS POSSIBLE TO OUR CUSTOMARY PROCEDURAL AND EVIDENTIARY PROTECTIONS, CONSTITUTIONAL AND STATUTORY, FOR ACCUSED PERSONS. BUT THERE ARE ALSO TWO UNQUALIFIED LIMITATIONS, ONE "THAT NOTHING CONTRARY TO OR INCONSISTENT WITH THESE ARTICLES (SPECIFICALLY HERE ARTICLE 25) SHALL BE SO PRESCRIBED"; THE OTHER "THAT ALL RULES MADE IN PURSUANCE OF THIS ARTICLE SHALL BE LAID BEFORE THE CONGRESS ANNUALLY." NOTWITHSTANDING THESE BROAD TERMS THE COURT, RESTING CHIEFLY ON ARTICLE 2, CONCLUDES THE PETITIONER WAS NOT AMONG THE PERSONS THERE DECLARED TO BE SUBJECT TO THE ARTICLES OF WAR AND THEREFORE THE COMMISSION WHICH TRIES HIM IS NOT SUBJECT TO THEM. THAT ARTICLE DOES NOT COVER PRISONERS OF WAR OR WAR CRIMINALS. NEITHER DOES IT COVER CIVILIANS IN OCCUPIED TERRITORIES, THEATRES OF MILITARY OPERATIONS OR OTHER PLACES UNDER MILITARY JURISDICTION WITHIN OR WITHOUT THE UNITED STATES OR TERRITORY SUBJECT TO ITS SOVEREIGNTY, WHETHER THEY BE NEUTRALS OR ENEMY ALIENS, EVEN CITIZENS OF THE UNITED STATES, UNLESS THEY ARE CONNECTED IN THE MANNER ARTICLE 2 PRESCRIBES WITH OUR ARMED FORCES, EXCLUSIVE OF THE NAVY. THE LOGIC WHICH EXCLUDES PETITIONER ON THE BASIS THAT PRISONERS OF WAR ARE NOT MENTIONED IN ARTICLE 2 WOULD EXCLUDE ALL THESE. I STRONGLY DOUBT THE COURT WOULD GO SO FAR, IF PRESENTED WITH A TRIAL LIKE THIS IN SUCH INSTANCES. NOR DOES IT FOLLOW NECESSARILY THAT, BECAUSE SOME PERSONS MAY NOT BE MENTIONED IN ARTICLE 2, THEY CAN BE TRIED WITHOUT REGARD TO ANY OF THE LIMITATIONS PLACED BY ANY OF THE OTHER ARTICLES UPON MILITARY TRIBUNALS. ARTICLE 2 IN DEFINING PERSONS "SUBJECT TO THE ARTICLES OF WAR" WAS, I THINK, SPECIFYING THOSE TO WHOM THE ARTICLES IN GENERAL WERE APPLICABLE. AND THERE IS NO DISPUTE THAT MOST OF THE ARTICLES ARE NOT APPLICABLE TO THE PETITIONER. IT DOES NOT FOLLOW, HOWEVER, AND ARTICLE 2 DOES NOT PROVIDE, THAT THERE MAY NOT BE IN THE ARTICLES SPECIFIC PROVISIONS COVERING PERSONS OTHER THAN THOSE SPECIFIED IN ARTICLE 2. HAD IT SO PROVIDED, ARTICLE 2 WOULD HAVE BEEN CONTRADICTORY NOT ONLY OF ARTICLES 25 AND 38 BUT ALSO OF ARTICLE 15 AMONG OTHERS. IN 1916, WHEN THE LAST GENERAL REVISION OF THE ARTICLES OF WAR TOOK PLACE, FN30 FOR THE FIRST TIME CERTAIN OF THE ARTICLES WERE SPECIFICALLY MADE APPLICABLE TO MILITARY COMMISSIONS. UNTIL THEN THEY HAD APPLIED ONLY TO COURTS-MARTIAL. THERE WERE TWO PURPOSES, THE FIRST TO GIVE STATUTORY RECOGNITION TO THE MILITARY COMMISSION WITHOUT LOSS OF PRIOR JURISDICTION AND THE SECOND TO GIVE THOSE TRIED BEFORE MILITARY COMMISSIONS SOME OF THE MORE IMPORTANT PROTECTIONS AFFORDED PERSONS TRIED BY COURTS-MARTIAL. IN ORDER TO EFFECTUATE THE FIRST PURPOSE, THE ARMY PROPOSED ARTICLE 15. FN31 TO EFFECTUATE THE SECOND PURPOSE, ARTICLES 25 AND 38 AND SEVERAL OTHERS WERE PROPOSED. FN32 BUT AS THE COURT NOW CONSTRUES THE ARTICLES OF WAR, THEY HAVE NO APPLICATION TO MILITARY COMMISSIONS BEFORE WHICH ALLEGED OFFENDERS AGAINST THE LAWS OF WAR ARE TRIED. WHAT THE COURT HOLDS IN EFFECT IS THAT THERE ARE TWO TYPES OF MILITARY COMMISSION, ONE TO TRY OFFENSES WHICH MIGHT BE COGNIZABLE BY A COURT MARTIAL, THE OTHER TO TRY WAR CRIMES, AND THAT CONGRESS INTENDED THE ARTICLES OF WAR REFERRING IN TERMS TO MILITARY COMMISSIONS WITHOUT EXCEPTION TO BE APPLICABLE ONLY TO THE FIRST TYPE. THIS MISCONCEIVES BOTH THE HISTORY OF MILITARY COMMISSIONS AND THE LEGISLATIVE HISTORY OF THE ARTICLES OF WAR. THERE IS ONLY ONE KIND OF MILITARY COMMISSION. IT IS TRUE, AS THE HISTORY NOTED SHOWS, THAT WHAT IS NOW CALLED "THE MILITARY COMMISSION" AROSE FROM TWO SEPARATE MILITARY COURTS INSTITUTED DURING THE MEXICAN WAR. THE FIRST MILITARY COURT, CALLED BY GENERAL SCOTT A "MILITARY COMMISSION," WAS GIVEN JURISDICTION IN MEXICO OVER CRIMINAL OFFENSES OF THE CLASS COGNIZABLE BY CIVIL COURTS IN TIME OF PEACE. THE OTHER MILITARY COURT, CALLED A "COUNCIL OF WAR," WAS GIVEN JURISDICTION OVER OFFENSES AGAINST THE LAWS OF WAR. WINTHROP, MILITARY LAW AND PRECEDENTS (2D ED., REPRINTED 1920)* 1298-1299. DURING THE CIVIL WAR "THE TWO JURISDICTIONS OF THE EARLIER COMMISSION AND COUNCIL RESPECTIVELY ... (WERE) UNITED IN THE ... WAR-COURT, FOR WHICH THE GENERAL DESIGNATION OF 'MILITARY COMMISSION' WAS RETAINED AS THE PREFERABLE ONE." WINTHROP, SUPRA, AT* 1299. SINCE THAT TIME THERE HAS BEEN ONLY ONE TYPE OF MILITARY TRIBUNAL CALLED THE MILITARY COMMISSION, THOUGH IT MAY EXERCISE DIFFERENT KINDS OF JURISDICTION, FN33 ACCORDING TO THE CIRCUMSTANCES UNDER WHICH AND PURPOSES FOR WHICH IT IS CONVENED. THE TESTIMONY OF GENERAL CROWDER IS PERHAPS THE MOST AUTHORITATIVE EVIDENCE OF WHAT WAS INTENDED BY THE LEGISLATION, FOR HE WAS ITS MOST ACTIVE OFFICIAL SPONSOR, SPENDING YEARS IN SECURING ITS ADOPTION AND REVISION. ARTICLES 15, 25 AND 38 PARTICULARLY ARE TRACEABLE TO HIS EFFORTS. HIS CONCERN TO SECURE STATUTORY RECOGNITION FOR MILITARY COMMISSIONS WAS EQUALLED BY HIS CONCERN THAT THE STATUTORY PROVISIONS GIVING THIS SHOULD NOT RESTRICT THEIR PREEXISTING JURISDICTION. HE DID NOT WISH BY SECURING ADDITIONAL JURISDICTION, OVERLAPPING PARTIALLY THAT OF THE COURT-MARTIAL, TO SURRENDER OTHER. HENCE ARTICLE 15. THAT ARTICLE HAD ONE PURPOSE AND ONE ONLY. IT WAS TO MAKE SURE THAT THE ACQUISITION OF PARTIALLY CONCURRENT JURISDICTION WITH COURTS-MARTIAL SHOULD NOT CAUSE LOSS OF ANY OTHER. AND IT WAS JURISDICTION, NOT PROCEDURE, WHICH WAS COVERED BY OTHER ARTICLES, WITH WHICH HE AND CONGRESS WERE CONCERNED IN THAT ARTICLE. IT DISCLOSES NO PURPOSE TO DEAL IN ANY WAY WITH PROCEDURE OR TO QUALIFY ARTICLES 25 AND 38. AND IT IS CLEAR THAT GENERAL CROWDER AT ALL TIMES REGARDED ALL MILITARY COMMISSIONS AS BEING GOVERNED BY THE IDENTICAL PROCEDURE. IN FACT, SO FAR AS ARTICLES 25 AND 38 ARE CONCERNED, THIS SEEMS OBVIOUS FOR ALL TYPES OF MILITARY TRIBUNALS. THE SAME WOULD APPEAR TO BE TRUE OF OTHER ARTICLES ALSO, E.G., 24(PROHIBITING COMPULSORY SELF-INCRIMINATION), 26, 27, 32(CONTEMPTS), ALL EXCEPT THE LAST DEALING WITH PROCEDURAL MATTERS. ARTICLE 12 IS ESPECIALLY SIGNIFICANT. IT EMPOWERS GENERAL COURTS MARTIAL TO TRY TWO CLASSES OF OFFENDERS: (1) "ANY PERSON SUBJECT TO MILITARY LAW," UNDER THE DEFINITION OF ARTICLE 2, FOR ANY OFFENSE "MADE PUNISHABLE BY THESE ARTICLES"; (2) "AND ANY OTHER PERSON WHO BY THE LAW OF WAR IS SUBJECT TO TRIAL BY MILITARY TRIBUNALS," NOT COVERED BY THE TERMS OF ARTICLE 2. ARTICLE 12 THUS, IN CONFORMITY WITH ARTICLE 15, GIVES THE GENERAL COURT-MARTIAL CONCURRENT JURISDICTION OF WAR CRIMES AND WAR CRIMINALS WITH MILITARY COMMISSIONS. NEITHER IT NOR ANY OTHER ARTICLE STATES OR INDICATES THERE ARE TO BE TWO KINDS OF GENERAL COURTS-MARTIAL FOR TRYING WAR CRIMES; YET THIS IS THE NECESSARY RESULT OF THE COURT'S DECISION, UNLESS IN THE ALTERNATIVE THAT WOULD BE TO IMPLY THAT IN EXERCISING SUCH JURISDICTION THERE IS ONLY ONE KIND OF GENERAL COURT MARTIAL, BUT THERE ARE TWO OR MORE KINDS OF MILITARY COMMISSION, WITH WHOLLY DIFFERENT PROCEDURES AND WITH THE RESULT THAT "THE COMMANDER IN THE FIELD" WILL NOT BE FREE TO DETERMINE WHETHER GENERAL COURT-MARTIAL OR MILITARY COMMISSION SHALL BE USED AS THE CIRCUMSTANCES MAY DICTATE, BUT MUST GOVERN HIS CHOICE BY THE KIND OF PROCEDURE HE WISHES TO HAVE EMPLOYED. THE ONLY REASONABLE AND, I THINK, POSSIBLE CONCLUSION TO DRAW FROM THE ARTICLES IS THAT THE ARTICLES WHICH ARE IN TERMS APPLICABLE TO MILITARY COMMISSIONS ARE SO UNIFORMLY AND THOSE APPLICABLE TO BOTH SUCH COMMISSIONS AND TO COURTS-MARTIAL WHEN EXERCISING JURISDICTION OVER OFFENDERS AGAINST THE LAWS OF WAR LIKEWISE ARE UNIFORMLY APPLICABLE. AND NOT DIVERSELY ACCORDING TO THE PERSON OR OFFENSE BEING TRIED. NOT ONLY THE FACE OF THE ARTICLES, BUT SPECIFIC STATEMENTS IN GENERAL CROWDER'S TESTIMONY SUPPORT THIS VIEW. THUS IN THE PORTION QUOTED ABOVE FN34 FROM HIS 1916 STATEMENT, AFTER STATING EXPRESSLY THE PURPOSE OF ARTICLE 15 TO PRESERVE UNIMPAIRED THE MILITARY COMMISSION'S JURISDICTION, AND TO MAKE IT CONCURRENT WITH THAT OF COURTS-MARTIAL IN SO FAR AS THE TWO WOULD OVERLAP, "SO THAT THE MILITARY COMMANDER IN THE FIELD IN TIME OF WAR WILL BE AT LIBERTY TO EMPLOY EITHER FORM OF COURT THAT HAPPENS TO BE CONVENIENT," HE WENT ON TO SAY: "BOTH CLASSES OF COURTS HAVE THE SAME PROCEDURE," A STATEMENT SO UNEQUIVOCAL AS TO LEAVE NO ROOM FOR QUESTION. AND HIS QUOTATION FROM WINTHROP SUPPORTS HIS STATEMENT, NAMELY: "ITS (I.E., THE MILITARY COMMISSION'S) COMPOSITION, CONSTITUTION AND PROCEDURE FOLLOW THE ANALOGY OF COURTS-MARTIAL." AT NO POINT IN THE TESTIMONY IS THERE SUGGESTION THAT THERE ARE TWO TYPES OF MILITARY COMMISSION, ONE BOUND BY THE PROCEDURAL PROVISIONS OF THE ARTICLES, THE OTHER WHOLLY FREE FROM THEIR RESTRAINTS OR, AS THE COURT STRANGELY PUTS THE MATTER, THAT THERE IS ONLY ONE KIND OF COMMISSION, BUT THAT IT IS BOUND OR NOT BOUND BY THE ARTICLES APPLICABLE IN TERMS, DEPENDING UPON WHO IS BEING TRIED AND FOR WHAT OFFENSE; FOR THAT VERY DIFFERENCE MAKES THE DIFFERENCE BETWEEN ONE AND TWO. THE HISTORY AND THE DISCUSSION SHOW CONCLUSIVELY THAT GENERAL CROWDER WISHED TO SECURE AND CONGRESS INTENDED TO GIVE STATUTORY RECOGNITION TO ALL FORMS OF MILITARY TRIBUNALS; TO ENABLE COMMANDING OFFICERS IN THE FIELD TO USE EITHER COURT-MARTIAL OR MILITARY COMMISSION AS CONVENIENCE MIGHT DICTATE, THUS BROADENING TO THIS EXTENT THE LATTER'S JURISDICTION AND UTILITY; BUT AT THE SAME TIME TO PRESERVE ITS FULL PREEXISTING JURISDICTION; AND ALSO TO LAY DOWN IDENTICAL PROVISIONS FOR GOVERNING OR PROVIDING FOR THE GOVERNMENT OF THE PROCEDURE AND RULES OF EVIDENCE OF EVERY TYPE OF MILITARY TRIBUNAL, WHEREVER AND HOWEVER CONSTITUTED. FN35 FINALLY, UNLESS CONGRESS WAS LEGISLATING WITH REGARD TO ALL MILITARY COMMISSIONS, ARTICLE 38, WHICH GIVES THE PRESIDENT THE POWER TO "PRESCRIBE THE PROCEDURE, INCLUDING MODES OF PROOF, IN CASES BEFORE COURTS-MARTIAL, COURTS OF INQUIRY, MILITARY COMMISSIONS, AND OTHER MILITARY TRIBUNALS," TAKES ON A RATHER SENSELESS MEANING; FOR THE PRESIDENT WOULD HAVE SUCH POWER ONLY WITH RESPECT TO THOSE MILITARY COMMISSIONS EXERCISING CONCURRENT JURISDICTION WITH COURTS-MARTIAL. ALL THIS SEEMS SO OBVIOUS, UPON A MERE READING OF THE ARTICLES THEMSELVES AND THE LEGISLATIVE HISTORY, AS NOT TO REQUIRE DEMONSTRATION. AND ALL THIS CONGRESS KNEW, AS THAT HISTORY SHOWS. IN THE FACE OF THAT SHOWING I CANNOT ACCEPT THE COURT'S HIGHLY STRAINED CONSTRUCTION, FIRST, BECAUSE I THINK IT IS IN PLAIN CONTRADICTION OF THE FACTS DISCLOSED BY THE HISTORY OF ARTICLES 15, 25 AND 38 AS WELL AS THEIR LANGUAGE; AND ALSO BECAUSE THAT CONSTRUCTION DEFEATS AT LEAST TWO OF THE ENDS GENERAL CROWDER HAD IN MIND, NAMELY, TO SECURE STATUTORY RECOGNITION FOR EVERY FORM OF MILITARY TRIBUNAL AND TO PROVIDE FOR THEM A BASIC UNIFORM MODE OF PROCEDURE OR METHOD OF PROVIDING FOR THEIR PROCEDURE. ACCORDINGLY, I THINK ARTICLES 25 AND 38 ARE APPLICABLE TO THIS PROCEEDING; THAT THE PROVISIONS OF THE GOVERNING DIRECTIVE IN SEC. 16 ARE IN DIRECT CONFLICT WITH THOSE ARTICLES; AND FOR THAT REASON THE COMMISSION WAS INVALIDLY CONSTITUTED, WAS WITHOUT JURISDICTION, AND ITS SENTENCE IS THEREFORE VOID. V. THE GENEVA CONVENTION OF 1929. IF THE PROVISIONS OF ARTICLES 25 AND 38 WERE NOT APPLICABLE TO THE PROCEEDING BY THEIR OWN FORCE AS ACTS OF CONGRESS, I THINK THEY WOULD STILL BE MADE APPLICABLE BY VIRTUE OF THE TERMS OF THE GENEVA CONVENTION OF 1929, IN PARTICULAR ARTICLE 63. AND IN OTHER RESPECTS, IN MY OPINION, THE PETITIONER'S TRIAL WAS NOT IN ACCORD WITH THAT TREATY, NAMELY, WITH ARTICLE 60. THE COURT DOES NOT HOLD THAT THE GENEVA CONVENTION IS NOT BINDING UPON THE UNITED STATES AND NO SUCH CONTENTION HAS BEEN MADE IN THIS CASE. FN36 IT RELIES ON OTHER ARGUMENTS TO SHOW THAT ARTICLE 60, WHICH PROVIDES THAT THE PROTECTING POWER SHALL BE NOTIFIED IN ADVANCE OF A JUDICIAL PROCEEDING DIRECTED AGAINST A PRISONER OF WAR, AND ARTICLE 63, WHICH PROVIDES THAT A PRISONER OF WAR MAY BE TRIED ONLY BY THE SAME COURTS AND ACCORDING TO THE SAME PROCEDURE AS IN THE CASE OF PERSONS BELONGING TO THE ARMED FORCES OF THE DETAINING POWER, ARE NOT PROPERLY INVOKED BY THE PETITIONER. BEFORE CONSIDERING THE COURT'S VIEW THAT THESE ARTICLES ARE NOT APPLICABLE TO THIS PROCEEDING BY THEIR TERMS, IT MAY BE NOTED THAT ON HIS SURRENDER PETITIONER WAS INTERNED IN CONFORMITY WITH ARTICLE 9 OF THIS CONVENTION. THE CHIEF ARGUMENT IS THAT ARTICLES 60 AND 63 HAVE REFERENCE ONLY TO OFFENSES COMMITTED BY A PRISONER OF WAR WHILE A PRISONER OF WAR AND NOT TO VIOLATIONS OF THE LAWS OF WAR COMMITTED WHILE A COMBATANT. THIS CONCLUSION IS DERIVED FROM THE SETTING IN WHICH THESE ARTICLES ARE PLACED. I DO NOT AGREE THAT THE CONTEXT GIVES ANY SUPPORT TO THIS ARGUMENT. THE ARGUMENT IS IN ESSENCE OF THE SAME TYPE AS THE ARGUMENT THE COURT EMPLOYS TO NULLIFY THE APPLICATION OF ARTICLES 25 AND 38 OF THE ARTICLES OF WAR BY RESTRICTING THEIR OWN BROADER COVERAGE BY REFERENCE TO ARTICLE 2. FOR REASONS SET FORTH IN THE MARGIN, FN37 I THINK IT EQUALLY INVALID HERE. NEITHER ARTICLE 60 NOR ARTICLE 63 CONTAINS SUCH A RESTRICTION OF MEANING AS THE COURT READS INTO THEM. FN38 IN THE ABSENCE OF ANY SUCH LIMITATION, IT WOULD SEEM THAT THEY WERE INTENDED TO COVER ALL JUDICIAL PROCEEDINGS, WHETHER INSTITUTED FOR CRIMES ALLEGEDLY COMMITTED BEFORE CAPTURE OR LATER. POLICY SUPPORTS THIS VIEW. FOR SUCH A CONSTRUCTION IS REQUIRED FOR THE SECURITY OF OUR OWN SOLDIERS, TAKEN PRISONER, AS MUCH AS FOR THAT OF PRISONERS WE TAKE. AND THE OPPOSITE ONE LEAVES PRISONERS OF WAR OPEN TO ANY FORM OF TRIAL AND PUNISHMENT FOR OFFENSES AGAINST THE LAWS OF WAR THEIR CAPTORS MAY WISH TO USE, WHILE SAFEGUARDING THEM, TO THE EXTENT OF THE TREATY LIMITATIONS, IN CASES OF DISCIPLINARY OFFENSE. THIS, IN MANY INSTANCES, WOULD BE TO MAKE THE TREATY STRAIN AT A GNAT AND SWALLOW THE CAMEL. THE UNITED STATES HAS COMPLIED WITH NEITHER OF THESE ARTICLES. IT DID NOT NOTIFY THE PROTECTING POWER OF JAPAN IN ADVANCE OF TRIAL AS ARTICLE 60 REQUIRES IT TO DO, ALTHOUGH THE SUPPLEMENTAL BILL CHARGES THE SAME FAILURE TO PETITIONER IN ITEM 89. FN39 IT IS SAID THAT, ALTHOUGH THIS MAY BE TRUE, THE PROCEEDING IS NOT THEREBY INVALIDATED. THE ARGUMENT IS THAT OUR NONCOMPLIANCE MERELY GIVES JAPAN A RIGHT OF INDEMNITY AGAINST US AND THAT ARTICLE 60 WAS NOT INTENDED TO GIVE YAMASHITA ANY PERSONAL RIGHTS. I CANNOT AGREE. THE TREATIES MADE BY THE UNITED STATES ARE BY THE CONSTITUTION MADE THE SUPREME LAW OF THE LAND. IN THE ABSENCE OF SOMETHING IN THE TREATY INDICATING THAT ITS PROVISIONS WERE NOT INTENDED TO BE ENFORCED, UPON BREACH, BY MORE THAN SUBSEQUENT INDEMNIFICATION, IT IS, AS I CONCEIVE IT, THE DUTY OF THE COURTS OF THIS COUNTRY TO INSURE THE NATION'S COMPLIANCE WITH SUCH TREATIES, EXCEPT IN THE CASE OF POLITICAL QUESTIONS. THIS IS ESPECIALLY TRUE WHERE THE TREATY HAS PROVISIONS - SUCH AS ARTICLE 60 - FOR THE PROTECTION OF A MAN BEING TRIED FOR AN OFFENSE THE PUNISHMENT FOR WHICH IS DEATH; FOR TO SAY THAT IT WAS INTENDED TO PROVIDE FOR ENFORCEMENT OF SUCH PROVISIONS SOLELY BY CLAIM, AFTER BREACH, OF INDEMNITY WOULD BE IN MANY INSTANCES, ESPECIALLY THOSE INVOLVING TRIAL OF NATIONALS OF A DEFEATED NATION BY A CONQUERING ONE, TO DEPRIVE THE ARTICLES OF ALL FORCE. EXECUTED MEN ARE NOT MUCH AIDED BY POSTWAR CLAIMS FOR INDEMNITY. I DO NOT THINK THE ADHERING POWERS' PURPOSE WAS TO PROVIDE ONLY FOR SUCH INEFFECTIVE RELIEF. FINALLY, THE GOVERNMENT HAS ARGUED THAT ARTICLE 60 HAS NO APPLICATION AFTER THE ACTUAL CESSATION OF HOSTILITIES, AS THERE IS NO LONGER ANY NEED FOR AN INTERVENING POWER BETWEEN THE TWO BELLIGERENTS. THE PREMISE IS THAT JAPAN NO LONGER NEEDS SWITZERLAND TO INTERVENE WITH THE UNITED STATES TO PROTECT THE RIGHTS OF JAPANESE NATIONALS, SINCE JAPAN IS NOW IN DIRECT COMMUNICATION WITH THIS GOVERNMENT. THIS OF COURSE IS IN CONTRADICTION OF THE GOVERNMENT'S THEORY, IN OTHER CONNECTIONS, THAT THE WAR IS NOT OVER AND MILITARY NECESSITY STILL REQUIRES USE OF ALL THE POWER NECESSARY FOR ACTUAL COMBAT. FURTHERMORE THE PREMISE OVERLOOKS ALL THE REALITIES OF THE SITUATION. JAPAN IS A DEFEATED POWER, HAVING SURRENDERED, IF NOT UNCONDITIONALLY THEN UNDER THE MOST SEVERE CONDITIONS. HER TERRITORY IS OCCUPIED BY AMERICAN MILITARY FORCES. SHE IS SCARCELY IN A POSITION TO BARGAIN WITH US OR TO ASSERT HER RIGHTS. NOR CAN HER NATIONALS. SHE NO LONGER HOLDS AMERICAN PRISONERS OF WAR. FN40 CERTAINLY, IF THERE WAS THE NEED OF AN INDEPENDENT NEUTRAL TO PROTECT HER NATIONALS DURING THE WAR, THERE IS MORE NOW. IN MY OPINION THE FAILURE TO GIVE THE NOTICE REQUIRED BY ARTICLE 60 IS ONLY ANOTHER INSTANCE OF THE COMMISSION'S FAILURE TO OBSERVE THE OBLIGATIONS OF OUR LAW. WHAT IS MORE IMPORTANT, THERE WAS NO COMPLIANCE WITH ARTICLE 63 OF THE SAME CONVENTION. YAMASHITA WAS NOT TRIED "ACCORDING TO THE SAME PROCEDURE AS IN THE CASE OF PERSONS BELONGING TO THE ARMED FORCES OF THE DETAINING POWER." HAD ONE OF OUR SOLDIERS OR OFFICERS BEEN TRIED FOR ALLEGED WAR CRIMES, HE WOULD HAVE BEEN ENTITLED TO THE BENEFITS OF THE ARTICLES OF WAR. I THINK THAT YAMASHITA WAS EQUALLY ENTITLED TO THE SAME PROTECTION. IN ANY EVENT, HE WAS ENTITLED TO THEIR BENEFITS UNDER THE PROVISIONS OF ARTICLE 63 OF THE GENEVA CONVENTION. THOSE BENEFITS HE DID NOT RECEIVE. ACCORDINGLY, HIS TRIAL WAS IN VIOLATION OF THE CONVENTION. VI. THE FIFTH AMENDMENT. WHOLLY APART FROM THE VIOLATION OF THE ARTICLES OF WAR AND OF THE GENEVA CONVENTION, I AM COMPLETELY UNABLE TO ACCEPT OR TO UNDERSTAND THE COURT'S RULING CONCERNING THE APPLICABILITY OF THE DUE PROCESS CLAUSE OF THE FIFTH AMENDMENT TO THIS CASE. NOT HERETOFORE HAS IT BEEN HELD THAT ANY HUMAN BEING IS BEYOND ITS UNIVERSALLY PROTECTING SPREAD IN THE GUARANTY OF A FAIR TRIAL IN THE MOST FUNDAMENTAL SENSE. THAT DOOR IS DANGEROUS TO OPEN. I WILL HAVE NO PART IN OPENING IT. FOR ONCE IT IS AJAR, EVEN FOR ENEMY BELLIGERENTS, IT CAN BE PUSHED BACK WIDER FOR OTHERS, PERHAPS ULTIMATELY FOR ALL. THE COURT DOES NOT DECLARE EXPRESSLY THAT PETITIONER AS AN ENEMY BELLIGERENT HAS NO CONSTITUTIONAL RIGHTS, A RULING I COULD UNDERSTAND BUT NOT ACCEPT. NEITHER DOES IT AFFIRM THAT HE HAS SOME, IF BUT LITTLE, CONSTITUTIONAL PROTECTION. NOR DOES THE COURT DEFEND WHAT WAS DONE. I THINK THE EFFECT OF WHAT IT DOES IS IN SUBSTANCE TO DENY HIM ALL SUCH SAFEGUARDS. AND THIS IS THE GREAT ISSUE IN THE CAUSE. FOR IT IS EXACTLY HERE WE ENTER WHOLLY UNTRODDEN GROUND. THE SAFE SIGNPOSTS TO THE REAR ARE NOT IN THE SUM OF PROTECTIONS SURROUNDING JURY TRIALS OR ANY OTHER PROCEEDING KNOWN TO OUR LAW. NOR IS THE ESSENCE OF THE FIFTH AMENDMENT'S ELEMENTARY PROTECTION COMPREHENDED IN ANY SINGLE ONE OF OUR TIME-HONORED SPECIFIC CONSTITUTIONAL SAFEGUARDS IN TRIAL, THOUGH THERE ARE SOME WITHOUT WHICH THE WORDS "FAIR TRIAL" AND ALL THEY CONNOTE BECOME A MOCKERY. APART FROM A TRIBUNAL CONCERNED THAT THE LAW AS APPLIED SHALL BE AN INSTRUMENT OF JUSTICE, ALBEIT STERN IN MEASURE TO THE GUILT ESTABLISHED, THE HEART OF THE SECURITY LIES IN TWO THINGS. ONE IS THAT CONVICTION SHALL NOT REST IN ANY ESSENTIAL PART UPON UNCHECKED RUMOR, REPORT, OR THE RESULTS OF THE PROSECUTION'S EX PARTE INVESTIGATIONS, BUT SHALL STAND ON PROVEN FACT; THE OTHER, CORRELATIVE, LIES IN A FAIR CHANCE TO DEFEND. THIS EMBRACES AT THE LEAST THE RIGHTS TO KNOW WITH REASONABLE CLARITY IN ADVANCE OF THE TRIAL THE EXACT NATURE OF THE OFFENSE WITH WHICH ONE IS TO BE CHARGED; TO HAVE REASONABLE TIME FOR PREPARING TO MEET THE CHARGE AND TO HAVE THE AID OF COUNSEL IN DOING SO, AS ALSO IN THE TRIAL ITSELF; AND IF, DURING ITS COURSE, ONE IS TAKEN BY SURPRISE, THROUGH THE INJECTION OF NEW CHARGES OR REVERSAL OF RULINGS WHICH BRINGS FORTH NEW MASSES OF EVIDENCE, THEN TO HAVE FURTHER REASONABLE TIME FOR MEETING THE UNEXPECTED SHIFT. SO FAR AS I KNOW, IT HAS NOT YET BEEN HELD THAT ANY TRIBUNAL IN OUR SYSTEM, OF WHATEVER CHARACTER, IS FREE TO RECEIVE SUCH EVIDENCE "AS IN ITS OPINION WOULD BE OF ASSISTANCE IN PROVING OR DISPROVING THE CHARGE," OR, AGAIN AS IN ITS OPINION, "WOULD HAVE PROBATIVE VALUE IN THE MIND OF A REASONABLE MAN"; AND, HAVING RECEIVED WHAT IN ITS UNLIMITED DISCRETION IT REGARDS AS SUFFICIENT, IS ALSO FREE TO DETERMINE WHAT WEIGHT MAY BE GIVEN TO THE EVIDENCE RECEIVED WITHOUT RESTRAINT. FN41 WHEN TO THIS FATAL DEFECT IN THE DIRECTIVE, HOWEVER INNOCENTLY MADE, ARE ADDED THE BROAD DEPARTURES FROM THE FUNDAMENTALS OF FAIR PLAY IN THE PROOF AND IN THE RIGHT TO DEFEND WHICH OCCURRED THROUGHOUT THE PROCEEDING, THERE CAN BE NO ACCOMMODATION WITH THE DUE PROCESS OF LAW WHICH THE FIFTH AMENDMENT DEMANDS. ALL THIS THE COURT PUTS TO ONE SIDE WITH THE SHORT ASSERTION THAT NO QUESTION OF DUE PROCESS UNDER THE FIFTH AMENDMENT OR JURISDICTION REVIEWABLE HERE IS PRESENTED. I DO NOT THINK THIS MEETS THE ISSUE, STANDING ALONE OR IN CONJUNCTION WITH THE SUGGESTION WHICH FOLLOWS THAT THE COURT GIVES NO INTIMATION ONE WAY OR THE OTHER CONCERNING WHAT FIFTH AMENDMENT DUE PROCESS MIGHT REQUIRE IN OTHER SITUATIONS. IT MAY BE APPROPRIATE TO ADD HERE THAT, ALTHOUGH WITHOUT DOUBT THE DIRECTIVE WAS DRAWN IN GOOD FAITH IN THE BELIEF THAT IT WOULD EXPEDITE THE TRIAL AND THAT ENEMY BELLIGERENTS IN PETITIONER'S POSITION WERE NOT ENTITLED TO MORE, THAT STATE OF MIND AND PURPOSE CANNOT CURE THE NULLIFICATION OF BASIC CONSTITUTIONAL STANDARDS WHICH HAS TAKEN PLACE. IT IS NOT NECESSARY TO RECAPITULATE. THE DIFFERENCE BETWEEN THE COURT'S VIEW OF THIS PROCEEDING AND MY OWN COMES DOWN IN THE END TO THE VIEW, ON THE ONE HAND, THAT THERE IS NO LAW RESTRICTIVE UPON THESE PROCEEDINGS OTHER THAN WHATEVER RULES AND REGULATIONS MAY BE PRESCRIBED FOR THEIR GOVERNMENT BY THE EXECUTIVE AUTHORITY OR THE MILITARY AND, ON THE OTHER HAND, THAT THE PROVISIONS OF THE ARTICLES OF WAR, OF THE GENEVA CONVENTION AND THE FIFTH AMENDMENT APPLY. I CANNOT ACCEPT THE VIEW THAT ANYWHERE IN OUR SYSTEM RESIDES OR LURKS A POWER SO UNRESTRAINED TO DEAL WITH ANY HUMAN BEING THROUGH ANY PROCESS OF TRIAL. WHAT MILITARY AGENCIES OR AUTHORITIES MAY DO WITH OUR ENEMIES IN BATTLE OR INVASION, APART FROM PROCEEDINGS IN THE NATURE OF TRIAL AND SOME SEMBLANCE OF JUDICIAL ACTION, IS BESIDE THE POINT. NOR HAS ANY HUMAN BEING HERETOFORE BEEN HELD TO BE WHOLLY BEYOND ELEMENTARY PROCEDURAL PROTECTION BY THE FIFTH AMENDMENT. I CANNOT CONSENT TO EVEN IMPLIED DEPARTURE FROM THAT GREAT ABSOLUTE. IT WAS A GREAT PATRIOT WHO SAID: "HE THAT WOULD MAKE HIS OWN LIBERTY SECURE MUST GUARD EVEN HIS ENEMY FROM OPPRESSION; FOR IF HE VIOLATES THIS DUTY HE ESTABLISHES A PRECEDENT THAT WILL REACH TO HIMSELF." FN42 Part I Part II Part III Part IV Part V |